New RSS Feed Item: SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements The Securities and Exchange Commission today proposed a...

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05-19 23:02

New RSS Feed Item: SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informa...

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05-19 04:04

New RSS Feed Item: SEC Clarifies the Application of Federal Securities Laws to Crypto Assets The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the federal sec...

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05-17 20:47

New RSS Feed Item: SEC Approves Amendment to NMS Plan to Further Reduce the Costs of the Consolidated Audit Trail The Securities and Exchange Commission today approved an amendment to the National Ma...

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05-17 20:47

New RSS Feed Item: SEC Highlights Financial Independence During Financial Literacy Month The Securities and Exchange Commission’s Office of Investor Education and Assistance (OIEA) today announced th...

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05-17 20:47

New RSS Feed Item: SEC Announces Agenda and Panelists for Roundtable on Options Market Structure The Securities and Exchange Commission today announced the agenda and panelists for its April 16, 2026...

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05-17 20:47

New RSS Feed Item: SEC Announces Enforcement Results for Fiscal Year 2025 The Securities and Exchange Commission today announced enforcement results for the fiscal year that ended on September 30, 20...

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05-17 20:47

New RSS Feed Item: SEC Appoints David Woodcock as Director of the Division of Enforcement The Securities and Exchange Commission today announced that David Woodcock has been appointed Director of the...

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05-17 20:47

New RSS Feed Item: SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market The Securities and Exchange Commission today issued a condition...

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05-17 20:47

New RSS Feed Item: SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources The Securities and Exchange Commission today issued a concept release soliciting pu...

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05-17 20:47

New RSS Feed Item: SEC Small Business Advisory Committee to Explore Ways to Encourage More IPOs The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced ...

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05-17 20:47

New RSS Feed Item: Chairman Atkins Launches 'Material Matters' Podcast The Securities and Exchange Commission today announced the launch of Material Matters With SEC Chairman Paul Atkins, a n...

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05-17 20:47

New RSS Feed Item: SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jo...

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05-17 20:47

New RSS Feed Item: Deputy Director of Enforcement Jason Burt to Conclude His Tenure at the SEC The Securities and Exchange Commission today announced that Jason Burt, Deputy Director of the Division ...

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05-17 20:47

New RSS Feed Item: SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies The Securities and Exchange Commission today proposed rule and form amendments that would give p...

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05-17 20:47

New RSS Feed Item: SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme The Securities and Exchange Commission today charged 21 individuals for their alleged involvement in a ...

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05-17 20:47

New RSS Feed Item: SEC Announces Enforcement Division Director Judge Margaret A. Ryan Has Resigned from Agency The Securities and Exchange Commission today announced that Judge Margaret A. Ryan has r...

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05-17 20:47

New RSS Feed Item: SEC Investor Advisory Committee to Host March 12 Meeting The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in ...

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05-17 20:47

New RSS Feed Item: SEC and CFTC Announce Historic Memorandum of Understanding Between Agencies The two agencies have entered into a MOU to guide coordination and collaboration to support lawful innov...

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05-17 20:47

New RSS Feed Item: SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses Staff in the Securities and Exchange Commission...

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05-17 20:47

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